Legal Notices & Privacy Policy

Cornerstone Asset Management LLC has created this Privacy Policy to explain our information-gathering and dissemination practices. Your use of our site confirms your acknowledgement and acceptance of the terms of this Privacy Policy. We reserve the right to change this Privacy Policy to comply with applicable laws or to reflect any general change in our policy. Any changes will be posted to this document so that you will always know what information we gather and how we use it. You are encouraged to print or download a copy of this document for your permanent records.


USER'S IDENTITY AND PASSWORD

You can visit the public sections of the Cornerstone Asset Management LLC (called “Cornerstone”) web site without revealing your identity or any personal or corporate information. Cornerstone may log your IP address in order to track your session. But you will remain anonymous. Tracking your IP address will give Cornerstone an idea of which parts of the Cornerstone site are being visited most often and how long users spend in each part. But we do not link IP addresses to any information, which would identify you personally. Your browser will also let us know what type of computer and operating system you are using when you visit the Cornerstone site. 


All non-public portions of the Cornerstone site are for our clients only -- Agents, Issuers and Investors -- and are password-protected. We know the identity of our clients and we record their IP addresses each time they log on and record the pages accessed during each session. Clients have detailed privacy and security information set forth in their written agreements with us. 


INFORMATION GATHERING AND USE OF INFORMATION

To become a client of Cornerstone 's private equity network, applicants must provide the following types of information (as applicable): 
• Basic contact information (such as name, address, telephone number, e-mail, etc.) 
• Unique identifiers (such as federal tax identification number) 
• Financial information (such as name and number of bank and primary brokerage accounts, capital under management, etc.) 
• Demographic information (such as ZIP Code, adjusted gross income, and investing experience)


The information Cornerstone gathers from applicants and members is used in the following ways: 
• Cornerstone uses contact information to send members notices about upcoming deals, the status of existing deals, deal-related events, policy changes, etc. Members can opt out of receiving deal-related e-mail by request. 
• Cornerstone uses unique identifiers to verify the applicant's identity. 
• Cornerstone uses financial information to verify that the applicant meets our eligibility requirements and SEC qualification requirements. 
• Cornerstone uses demographic information to help develop member services and to evaluate potential investment opportunities based on the preferences of our member investors. 
• To comply with SEC regulations for private placements, the issuing member company or fund receives the name and address of each investor who affirms the confidentiality agreement for the offering third parties.


CHILDREN'S INFORMATION

In compliance with the Children's Online Privacy Protection Act and fair information practices, children under the age of 13 are not allowed to sign up for our mailing lists or the members-only portions of our site. Cornerstone does not intentionally collect any personally identifiable information from children.


E-MAIL

The e-mail addresses you provide to Cornerstone are used solely to send you information you request about us and, in the case of clients, to communicate information about your account. Cornerstone will not sell, rent, loan or give away its e-mail lists to any outside third parties.


SECURITY

All non-public sections of Cornerstone 's web site are password protected. 


LEGAL NOTICES

CornerstoneAssets.net, Cornerstone and the term "Cornerstone " as a noun, verb and participle are service marks of Cornerstone Asset Management LLC. 
Service marks may not be used in connection with any product or service that does not belong to Cornerstone. Also, Cornerstone's service marks may not be used in connection with any product or service that is likely to cause confusion among customers, or in any manner that disparages or discredits Cornerstone Asset Management LLC or its subsidiaries.


The CornerstoneAssets.net web site is copyright 2003 Cornerstone Asset Management LLC. All rights reserved. 


Information on the Cornerstone web site may contain inaccuracies or typographical errors. Information may be changed or updated without notice. While Cornerstone 's site is designed to provide accurate and authoritative information with regard to the subject matter covered, Cornerstone assumes no responsibility for errors or omissions. In no event will Cornerstone be liable for any direct, indirect, special or other consequential damages for any use of this web site, or any other hyperlinked web site, including, without limitation, any lost profits, business interruption, loss of programs or other data or otherwise, even if we are expressly advised of the possibility of such damages. Cornerstone's web site does not constitute an offer or a contract. Cornerstone makes no representation whatsoever about other web sites, which you may access through this one. When you access a non-Cornerstone web site, please understand that it is independent from Cornerstone, and that Cornerstone has no control over the content on that web site. In addition, a link to a non-Cornerstone web site does not mean that Cornerstone endorses or accepts any responsibility for the content, use, or products and services made available through such web site. 


The information provided on this site is on the understanding that Cornerstone is not engaged in rendering legal, tax, accounting, financial advisory or any other professional service except when expressly contracted to do so. If legal advice or other professional assistance is required, the services of a competent professional should be sought. 
Other brands or products are trademarks, service marks, registered trademarks or registered services marks of their respective holders. 


Cornerstone .com is not a registered broker/dealer and may not sell, offer to sell or offer to buy any security. The materials on the public portions of the web site are intended to be strictly informational. The necessary broker/dealer services related to the operation of Cornerstone 's web site, including, but not limited to, approving Issuer presentations, approving investor applications and subscriptions and conducting any communications with member investors that may be construed as involving offers to sell or solicitations of offers to buy any security of a posted company are provided by Cornerstone 's broker-dealer subsidiary, Round1 USA, Inc. Information about companies and funds presented on Cornerstone 's web site is for approved client investors only and may not be reviewed by or distributed by others under any circumstances. 


Cornerstone itself, through a management investment pool or otherwise, may invest or have an interest in a company presented on the Cornerstone site. As with investments by individual Cornerstone employees, Cornerstone 's interest in a company will always be fully disclosed and should never be relied upon as an endorsement of the company or as a representation of the soundness of the company as an investment. 


Copyright 2007 Cornerstone Group LLC. All Rights Reserved

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